The Financial Conduct Authority (FCA) recently confirmed that over 75% of its enforcement work focuses on fighting financial crime. In line with this, earlier this year the FCA issued Final Notices to AIM listed company interim Chief Financial Officer (CFO), Bhavesh Hirani, and his friend, Dipesh Kerai, imposing financial penalties for insider dealing and, in Mr Hirani’s case, unlawful disclosure of inside information.
For the key takeaways from this case, as well as the key findings, please see our latest Notice in a Nutshell briefing here.
All of our publications in this series can also be found here.