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U.S. Subpoena Fails to Secure the Production of Witness Statements and Disclosed Documents in English Proceedings

By Nowell D. Bamberger, Sunil Gadhia, James Brady‑Banzet & Frances Carpenter on February 19, 2019
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On 12 February 2019, the English High Court issued a judgment in proceedings related to the takeover of Autonomy Corporation Limited (now ACL Netherlands BV) by the Hewlett-Packard group in 2011. The question before the Court was whether a U.S. grand jury subpoena served on Hewlett Packard Enterprise (the U.S. parent company of the claimants) required certain documents received by the claimants solely through disclosure in English High Court litigation, as well as witness statements exchanged between the parties to that litigation, to be produced to the U.S. Federal Bureau of Investigation.

In summary:

  • The Court refused to allow disclosure of the documents in response to the grand jury subpoena on the basis that the subpoena did not override English public policy considerations which seek to preserve a litigant’s right to privacy and confidentiality, nor were the parties to the English proceedings compelled to comply with terms of the subpoena.
  • The decision illustrates the high threshold which needs to be met to obtain the court’s permission to make collateral use of documents disclosed in English proceedings, and demonstrates the level of scrutiny which subpoenas from U.S. authorities will be subjected to by the English courts where they relate to documents disclosed in English proceedings and protected by the English courts’ confidentiality rules.

Please click here to read the full alert memorandum.

Photo of Nowell D. Bamberger Nowell D. Bamberger

Nowell D. Bamberger’s practice focuses on complex civil litigation and government investigations, with a particular focus on cross-border matters.

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Photo of Sunil Gadhia Sunil Gadhia

Sunil Gadhia’s practice focuses on English and international disputes, investigatory and enforcement work.

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Photo of James Brady‑Banzet James Brady‑Banzet

James Brady-Banzet’s practice focuses on dispute resolution, investigations, and enforcement.

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  • Posted in:
    Business and Commercial
  • Blog:
    Cleary Enforcement Watch
  • Organization:
    Cleary Gottlieb Steen & Hamilton LLP
  • Article: View Original Source

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