Adam D. Kanter
COVID-19: Recent SEC Responses applicable to Investment Advisers and Funds (Updated)
Funds & Investment Management Law Blog ·
Legal Update: US SEC Staff Publishes Guidance on Annual Shareholder Meetings Related to COVID-19
Free Writings + Perspectives ·
Legal Update: Proposed Revisions to Volcker Rule Covered Funds Provisions
Free Writings + Perspectives ·
Lexis Practice Advisor Practice Note – SEC Provides Guidance Relating to the Proxy Voting Process: First Analysis
Free Writings + Perspectives ·
SEC’s OCIE Issues Risk Alert for Investment Adviser and Broker-Dealer Compliance Issues Related to Regulation S-P
Inside Cybersecurity & Privacy Law ·