
Aline McCullough
Professional Bio
Aline’s practice focuses on financial services regulatory matters that impact investment advisers, broker-dealers and funds. Aline works with U.S. and non-U.S. investment managers, broker-dealers and funds on matters arising under the Investment Company Act, Advisers Act, CFTC regulations, and FINRA, SEC and NFA requirements affecting their businesses.
FINRA’s Important Reminder to Firms—Don’t Forget to Supervise Third-Party Vendors
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