About

Aline’s practice focuses on financial services regulatory matters that impact investment advisers, broker-dealers and funds. Aline works with U.S. and non-U.S. investment managers, broker-dealers and…

Aline’s practice focuses on financial services regulatory matters that impact investment advisers, broker-dealers and funds. Aline works with U.S. and non-U.S. investment managers, broker-dealers and funds on matters arising under the Investment Company Act, Advisers Act, CFTC regulations, and FINRA, SEC and NFA requirements affecting their businesses.

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About

Aline’s practice focuses on financial services regulatory matters that impact investment advisers, broker-dealers and funds. Aline works with U.S. and non-U.S. investment managers, broker-dealers and…

Aline’s practice focuses on financial services regulatory matters that impact investment advisers, broker-dealers and funds. Aline works with U.S. and non-U.S. investment managers, broker-dealers and funds on matters arising under the Investment Company Act, Advisers Act, CFTC regulations, and FINRA, SEC and NFA requirements affecting their businesses.

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