
Aline McCullough
Professional Bio
Aline’s practice focuses on financial services regulatory matters that impact investment advisers, broker-dealers and funds. Aline works with U.S. and non-U.S. investment managers, broker-dealers and funds on matters arising under the Investment Company Act, Advisers Act, CFTC regulations, and FINRA, SEC and NFA requirements affecting their businesses.
SEC 2021 National Exam Program Examination Priorities
Consumer FinSights ·
SEC 2021 National Exam Program Examination Priorities
Subject to Inquiry ·
SEC Continues Compensation Disclosure Focus With FAQs and Enforcement
Subject to Inquiry ·
Ready or Not, Prepare to Start Answering Questions About Reg BI Compliance
Subject to Inquiry ·