David L. Axelrod
Professional Bio
axelrodd@ballardspahr.com | 215.864.8639 | view full bio
David is a former Supervisory Trial Counsel at the SEC’s Philadelphia Regional Office and a former federal prosecutor. His practice focuses on representing companies and individuals under investigation by government agencies, including the DOJ and SEC, concerning alleged violations of state and federal law, including securities laws and the FCPA, as well as antitrust matters. David also helps FinTech companies, including cryptocurrency (i.e., Bitcoin) issuers, navigate a wide range of regulatory issues and obstacles.
As a federal prosecutor, David prosecuted investigated and prosecuted a number of cases involving money laundering and violations of the BSA.
SEC Increases Scrutiny of Whistleblower Protections
HR Law Watch ·
SDNY Unveils First Criminal Prosecution of Broker-Dealer for Violating BSA
Money Laundering Watch ·