
Chelsea Smith Press
Professional Bio
Chelsea advises broker-dealers, investment advisors, banks, and proprietary trading firms on securities regulatory, compliance, and enforcement matters. Her expertise includes regulatory reporting, best execution, anti-money laundering, core compliance, and market access rules.
Reducing BSA Compliance Obligations? A Look at the Senate’s STREAMLINE Act
Subject to Inquiry ·
FinCEN Hits Pause: AML Rule for Investment Advisers Delayed
Subject to Inquiry ·