David Harris (UK)

David Harris (UK)

ID: 1b839a13-2619-30fb-68c4

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Claimed Record

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Organization: Norton Rose Fulbright

Mark Steward indicates it may be time for criminal prosecutions under the Money Laundering Regulations

Global Regulation Tomorrow · April 17, 2019

Global Regulatory Enforcement and Sanctions Trends for 2019

Global Regulation Tomorrow · April 12, 2019

The FCA has announced that there will be an independent investigation into the failure of London Capital & Finance

Global Regulation Tomorrow · April 4, 2019

FCA fines multinational firm £27.6 million for transaction reporting failures

Global Regulation Tomorrow · March 27, 2019

The FCA fines an individual for failing to observe proper standards of market conduct and on similar facts issues its first formal decision under its competition powers against three asset management firms

Global Regulation Tomorrow · March 8, 2019

Practice Areas

Banking, Finance and Securities

Jurisdictions