David Harris (UK)

David Harris (UK)

ID: 1b839a13-2619-30fb-68c4

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Claimed Record

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Organization: Norton Rose Fulbright

The FCA fines an individual for failing to observe proper standards of market conduct and on similar facts issues its first formal decision under its competition powers against three asset management firms

Global Regulation Tomorrow · March 8, 2019

New MOU between the ICO and FCA following GDPR

Global Regulation Tomorrow · March 4, 2019

OFSI’s first monetary penalty: Raphaels Bank

Global Regulation Tomorrow · March 1, 2019

Sanctions and Supply Chains: e.l.f. Cosmetics, Inc. pays nearly USD 1 million to settle North Korea sanctions violations

Global Regulation Tomorrow · February 8, 2019

France, Germany and UK launch INSTEX to facilitate European trade with Iran

Global Regulation Tomorrow · February 4, 2019

Practice Areas

Banking, Finance and Securities

Jurisdictions