Daniel Nathan
Professional Bio
Mr. Nathan is a partner in the firm’s Securities Litigation, Enforcement and White-Collar Defense Group. Mr. Nathan’s practice includes representation of companies and individuals who are involved as witnesses or subjects in investigations conducted by the SEC, the CFTC, FINRA and other regulatory entities involving financial institutions or transactions. Mr. Nathan also consults with financial institutions on examinations, supervisory procedures, product disclosure and supervision, and other regulatory matters.
SEC to Broker-Dealers: More Oversight, Fewer Madoffs?
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Recommended: OCIE Seminars for IAs and ICs
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The STOCK Act
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FINRA Issues Sweep Letter Regarding Use of Social Media
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