Fox Rothschild
SEC’s and DOJ’s Approach to Insider Trading and Attempting to Define Parameters
Securities Compliance Sentinel ·
Joint SEC and FINRA Probe Into Secret Trade Data and Algorithms
Securities Compliance Sentinel ·
SEC Possibly Blows Stanford Receiver Oversight
Securities Compliance Sentinel ·
Potential Federal Legislation to Register Behind the Scenes Corporate Principals
Securities Compliance Sentinel ·
The SEC’s New Proposed Rule 17a-5 Amendments and Adoption by PCAOB
Securities Compliance Sentinel ·
Practice Areas
Jurisdictions
Education
Duke University (1989-1992)
Boston University (1985-1989)