SEC Says “Control Deficiency” Gave Enforcement Staff Access to Privileged Documents
SEC Staff Discusses Key Considerations on LIBOR Transition
SEC Clarifies Investment Advisers’ Proxy Voting Responsibilities
SEC Staff Offers Views on the Transition from LIBOR
SEC Proposes Change to Margin Rules on Security Futures
SEC Adopts New Rules on Relationship Between Retail Investors and Financial Professionals
SEC Offers Framework for “Investment Contract” Analysis of Digital Assets
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