Dale Goldstein handles a wide variety of litigation matters, with a focus on securities litigation, trade secret disputes, products liability, and general commercial litigation. Dale has represented and advised major financial institutions, underwriters, investment advisers, and other organizations in connection with investigations by the Securities and Exchange Commission and Financial Industry Regulatory Authority (FINRA). She is also experienced in handling a range of government investigations and regulatory and compliance matters throughout the country. Additionally, Dale has experience with international criminal law matters.

Dale Rose Goldstein
Professional Bio
SEC Proposes Exemption from Registration for Finders
GT Israel Law Blog ·
SEC Proposes Exemption from Registration for Finders
Financial Services Observer ·
SEC Approves Final Regulation Best Interest, Form CRS
Financial Services Observer ·
SEC and FINRA Continue to Root Out Bad Brokers
EB-5 Insights ·
SEC and FINRA Continue to Root Out Bad Brokers
Financial Services Observer ·