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Gregory A. Uffner

ID: 1b830a7b-2619-30fb-68c4

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Unclaimed

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Organization: Katten Muchin Rosenman

FINRA Seeks Comment Regarding Diversity and Inclusion Initiatives

Corporate & Financial Weekly Digest · May 7, 2021

FINRA Seeks Comment on Proposed Amendments to Margin Rule Requirements

Corporate & Financial Weekly Digest · May 7, 2021

CFTC Staff Issues Guidance Regarding Risk Assessment of Customer Accounts for Futures Commission Merchants

Corporate & Financial Weekly Digest · April 2, 2021

NFA Issues Notice Regarding Effective Date of NFA’s Swap Dealer Capital Requirements

Corporate & Financial Weekly Digest · April 2, 2021

SEC Issued Order Permitting 30-Day Filing Extension for Broker-Dealers

Corporate & Financial Weekly Digest · February 26, 2021

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