SEC Amends CAT NMS Plan
FINRA Amends Rules Related to Membership Application Program to Promote Payment of Arbitration Awards
FINRA Issues Regulatory Notice Regarding Sales Practice Obligations With Respect to Oil-Linked Exchange-Traded Products
FINRA Updates COVID-19 FAQs
NFA Published Amendments to Its Advertising Rules
CFTC Grants Relief to Address Net Capital Treatment of PPP Monies and FINRA Annual Assessments
CFTC Announces “Project Streetlamp” Competition
CFTC Grants Bitnomial Exchange, LLC Status as a Designated Contract Market
NFA’s Swaps Proficiency Requirements Become Effective on January 31
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