CFTC No-Action Letter 20-24: CFTC Provides Relief from the Trade Execution Requirement
CFTC No-Action Letter 20-25: CFTC Provides Time-Limited Relief from the Swap Clearing Requirement
CFTC Welcomes Standardized Approaches to Assessing Cybersecurity Preparedness
CFTC Extends No-Action Relief to Registrants In Response to COVID-19 Pandemic
SEC Amends CAT NMS Plan
FINRA Amends Rules Related to Membership Application Program to Promote Payment of Arbitration Awards
FINRA Issues Regulatory Notice Regarding Sales Practice Obligations With Respect to Oil-Linked Exchange-Traded Products
FINRA Updates COVID-19 FAQs
NFA Published Amendments to Its Advertising Rules
Firm/Org