CFTC to Hold an Open Commission Meeting on November 2
FINRA Requests Comments for Proposed Amendments to FINRA Rule 2165
FINRA Alerts Firms to Widespread Phishing Email
CFTC No-Action Letter 20-23: CFTC Provides Additional Relief to Market Participants Transitioning from LIBOR
CFTC No-Action Letter 20-24: CFTC Provides Relief from the Trade Execution Requirement
CFTC No-Action Letter 20-25: CFTC Provides Time-Limited Relief from the Swap Clearing Requirement
CFTC Welcomes Standardized Approaches to Assessing Cybersecurity Preparedness
CFTC Extends No-Action Relief to Registrants In Response to COVID-19 Pandemic
SEC Amends CAT NMS Plan
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