Gregory A. Uffner

ID: 1b830a7b-2619-30fb-68c4

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Unclaimed

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Organization: Katten Muchin Rosenman

FINRA Provides Additional FINRA Exams Online

Corporate & Financial Weekly Digest · February 26, 2021

2021 GASB Accounting Support Fee to Fund the GASB’s Annual Budget

Corporate & Financial Weekly Digest · February 26, 2021

SEC and CFTC Chairman Issue Joint Letter Regarding CFTC Orders Implicating Regulations A and D

Corporate & Financial Weekly Digest · October 30, 2020

CFTC Chairman Tarbert Issues Statement on the Use of Staff Letters and Guidance

Corporate & Financial Weekly Digest · October 30, 2020

CFTC’s Enforcement Division Issues Guidance on Recognition of Self-Reporting, Cooperation and Remediation

Corporate & Financial Weekly Digest · October 30, 2020