Gregory A. Uffner
CFTC Provides No-Action Relief From CPO and CTA Registration to a Private University
Corporate & Financial Weekly Digest ·
CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements
Corporate & Financial Weekly Digest ·
SEC Issues Risk Alert in Response to WannaCry Ransomware Attack
Corporate & Financial Weekly Digest ·
FINRA Updates Web API Specifications for the TRACE Securitized Products
Corporate & Financial Weekly Digest ·
CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule
Corporate & Financial Weekly Digest ·