Harry Frischer
SEC Sanctions Hedge Fund Advisory Firm For Improper Valuations of Illiquid Securities
Corporate Defense and Disputes ·
SEC’s Data-Driven Analysis Identifies Allegedly Improper Trade Allocations by Investment Advisor
Corporate Defense and Disputes ·
UK Regulators Address Manipulation of Trading Benchmarks and Other Misconduct
Corporate Defense and Disputes ·
FINRA CEO Criticizes DOL Fiduciary Proposal (Again)
Corporate Defense and Disputes ·
Senator Warren’s Letter to the SEC Chair Calls for More Aggressive Enforcement
Corporate Defense and Disputes ·