Harry Frischer
FINRA Introduces Revised Sanction Guidelines
Corporate Defense and Disputes ·
SEC Rule Change Would Require High-Frequency Traders to Register with FINRA
Corporate Defense and Disputes ·
Proposed FINRA Rule Would Require Associated Persons Who Develop Algorithmic Trading Strategies To Register as Equity Traders
Corporate Defense and Disputes ·
New York AG May Face A Tough Road In High Frequency Trading Case Against Barclays
Corporate Defense and Disputes ·