Jacob Preiserowicz
CFTC Defers Effectiveness of Oral Recording Requirements for Registered Commodity Trading Advisors Holding SEF Memberships
Regulatory & Compliance Update ·
New Commodity Futures Trading Commission Rule Requires Registered CPOs to File Additional Exemption
Regulatory & Compliance Update ·
The SEC’s JOBS Act Rulemaking: What It Means for Private Fund Managers
Regulatory & Compliance Update ·
CFTC Update: Certain Equity Total Return Swaps to Count Toward De Minimis Exemption Starting July 1
Regulatory & Compliance Update ·
Reminder: Swaps Compliance Dates for Commodity Pool Operators and Investment Fund Managers
Regulatory & Compliance Update ·