James Van De Graaff
FINRA Adopts Amendments on Resumption of Trading
Corporate & Financial Weekly Digest ·
Proposed FINRA Rule Change To Clarify the Operation of the Regulation NMS Plan To Address Extraordinary Market Volatility
Corporate & Financial Weekly Digest ·
New Proposed SEC Rules for the Disclosure of Order Handling Information
Corporate & Financial Weekly Digest ·
SEC Approves Consolidated FINRA Rule 3210 (Accounts at Other Broker-Dealers and Financial Institutions)
Corporate & Financial Weekly Digest ·
FINRA Releases Notice Regarding the SEC’s Approval of Algorithmic Trading Developer Registration Requirements
Corporate & Financial Weekly Digest ·