Self-Regulatory Organizations and the Constitutional Privilege Against Self-Incrimination
CFTC Staff Issues Interpretation Regarding Position Limits Aggregation by Passive Investors in Commodity Pools
Treasury Urges Principles-Based Regulation of Money Managers
Treasury Report, Part II: Regulation of the Capital Markets
CFTC Approves Final Rule Amendments to CPO Financial Report Regulations
CFTC Proposal to Amend CPO Reporting Rules
CFTC Proposed Registration Relief for Non-U.S. Futures Commission Merchants, Commodity Pool Operators, Commodity Trading Advisors and Introducing Brokers
CFTC Requires Introducing Brokers, Commodity Pool Operators, and Most Commodity Trading Advisors That Use Swaps to Become Members of NFA
Regulatory Reform Glossary – May 2015
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