SEC Brings Rare Litigated Enforcement Action for Violation of Regulation FD

March 23, 2021

Priorities, Trends and Developments in Enforcement and Compliance

January 20, 2021

CFTC Division of Enforcement Releases Guidance on Evaluating Compliance Programs

September 15, 2020

DOJ Charges Former Uber Executive for Alleged Role in Attempted Cover-Up of 2016 Data Breach

September 2, 2020

CISA Alert: North Korean Cyber Threat Poses Increased Risk for Financial Institutions

April 22, 2020

Law Enforcement Priorities and Practicalities During the COVID-19 Pandemic

March 30, 2020

Insider Trading Risk During the COVID-19 Outbreak

March 27, 2020

Task Force Led By Preet Bharara and Cleary Gottlieb’s Joon H. Kim Issues Report Recommending Reforms to Insider Trading Law

January 28, 2020

Priorities, Trends and Developments in Enforcement and Compliance

January 14, 2020

SEC to Allow Settling Parties to Submit Simultaneous Settlement Offers and Applications for Waiver from Disqualifications

July 11, 2019