Jacob C. Tiedt
Professional Bio
Jacob C. Tiedt is a Shareholder in the Chicago office of Vedder Price and a member of the firm’s Investment Services group.
FINRA Proposes Rules Regarding SEC-Mandated Reporting of Securities Lending Transactions
Federal Regulatory & Enforcement Insider ·
SEC and FinCEN Propose Customer Identification Program Requirements for Investment Advisers
Federal Regulatory & Enforcement Insider ·
SEC Adopts Regulation S-P Amendments to Enhance Protection of Customer Information
Federal Regulatory & Enforcement Insider ·
SEC Staff’s Latest Marketing Rule Risk Alert Highlights Initial Observations from Examinations
Federal Regulatory & Enforcement Insider ·
SEC Settles Enforcement Proceedings Against Nine Advisers for Alleged Marketing Rule Violations
Federal Regulatory & Enforcement Insider ·