Jake W. Wiesen
Professional Bio
Jake W. Wiesen is an Associate in the Chicago office of Vedder Price and a member of the firm’s Investment Services practice group.
FINRA Proposes Rules Regarding SEC-Mandated Reporting of Securities Lending Transactions
Federal Regulatory & Enforcement Insider ·
SEC and FinCEN Propose Customer Identification Program Requirements for Investment Advisers
Federal Regulatory & Enforcement Insider ·
SEC Adopts Regulation S-P Amendments to Enhance Protection of Customer Information
Federal Regulatory & Enforcement Insider ·
SEC Staff’s Latest Marketing Rule Risk Alert Highlights Initial Observations from Examinations
Federal Regulatory & Enforcement Insider ·