Kathleen Scott (US)
US consumers need more clarity on overdraft fees
Banking, Finance and Securities ·
FINRA initiates targeted examinations involving order routing and execution quality of customer orders
Banking, Finance and Securities ·
In response to an SEC directive, US exchanges and FINRA have proposed a wider tick size pilot for small cap stocks
Banking, Finance and Securities ·
Agencies provide comments and guidance on living wills
Banking, Finance and Securities ·
Volcker Rule FAQs and examination guidelines released
Banking, Finance and Securities ·