Kathleen Scott (US)
FDIC clarifies position on bank relationships with third party payment processors
Banking, Finance and Securities ·
FINRA rule change involving “self-trades”
Banking, Finance and Securities ·
US consumers need more clarity on overdraft fees
Banking, Finance and Securities ·
FINRA initiates targeted examinations involving order routing and execution quality of customer orders
Banking, Finance and Securities ·
In response to an SEC directive, US exchanges and FINRA have proposed a wider tick size pilot for small cap stocks
Banking, Finance and Securities ·