Ken Berg
Professional Bio
Ken has extensive experience in complex commercial and business litigation representing financial institutions. His expertise includes bank and broker-dealer defense; FCM/IB defense; SEC, CFTC, FINRA, NFA, and Exchange investigations and enforcement actions; trade secrets/unfair competition; and contract disputes. He has defended securities and commodities class actions in New York, District of Columbia, and Chicago federal courts. He also regularly represents financial institutions in arbitration actions at the NFA, FINRA, and AAA. Ken has achieved the highest rating, AV Preeminent®, from Martindale-Hubbell® and has been named an Illinois Super Lawyer and a “Leading Lawyer” in Illinois.
A Fish Out Of Water? A Futures Clearing Firm In A FINRA Arbitration
Broker- Dealer Law Corner ·
Hope Springs Eternal
Broker- Dealer Law Corner ·
Beyond Lucia: The Supreme Court’s Decision Is Just the Beginning
Broker- Dealer Law Corner ·
Article II Appointments Clause Defense To SEC Administrative Actions Gains Momentum In The Courts
Broker- Dealer Law Corner ·