Ken Berg
Professional Bio
Ken has extensive experience in complex commercial and business litigation representing financial institutions. His expertise includes bank and broker-dealer defense; FCM/IB defense; SEC, CFTC, FINRA, NFA, and Exchange investigations and enforcement actions; trade secrets/unfair competition; and contract disputes. He has defended securities and commodities class actions in New York, District of Columbia, and Chicago federal courts. He also regularly represents financial institutions in arbitration actions at the NFA, FINRA, and AAA. Ken has achieved the highest rating, AV Preeminent®, from Martindale-Hubbell® and has been named an Illinois Super Lawyer and a “Leading Lawyer” in Illinois.
Illinois Appellate Court Victory in a FIRREA Case of “First Impression”
Broker- Dealer Law Corner ·
Stop The Press! CFTC Awards Broker Attorneys’ Fees!
Broker- Dealer Law Corner ·