Katherine Mooney Carroll

Katherine Mooney Carroll

ID: 1b8342bb-2619-30fb-68c4
Claimed Record

Professional Bio

Katherine Mooney Carroll’s practice focuses on advising U.S. and international financial institutions on U.S. regulatory matters, including recent reforms pursuant to the Dodd-Frank Act, regulatory aspects of bank M&A, cybersecurity and privacy matters, and compliance with U.S. sanctions and anti-money laundering laws.

FINRA 2019 Examination Priorities Letter Includes Focus on FinTech and Cybersecurity
Cleary Cybersecurity and Privacy Watch ·
2018 Cybersecurity and Data Privacy Developments: A Year in Review
Cleary Cybersecurity and Privacy Watch ·
NFA Amends Interpretive Notice Regarding Cybersecurity Programs
Cleary Cybersecurity and Privacy Watch ·