Katherine Mooney Carroll
Professional Bio
Katherine Mooney Carroll’s practice focuses on advising U.S. and international financial institutions on U.S. regulatory matters, including recent reforms pursuant to the Dodd-Frank Act, regulatory aspects of bank M&A, cybersecurity and privacy matters, and compliance with U.S. sanctions and anti-money laundering laws.
FINRA Provides Updated Cybersecurity Guidance to Broker-Dealer Firms
Cleary Cybersecurity and Privacy Watch ·
OFAC Lists Digital Currency Addresses for First Time, Releases New Guidance
Cleary Cybersecurity and Privacy Watch ·
OFAC Lists Digital Currency Addresses for First Time, Releases New Guidance
Cleary Foreign Investment and International Trade Watch ·
CFIUS Introduces Pilot Program for Mandatory Declarations of Critical Technology Investments
Cleary M&A and Corporate Governance Watch ·
Congress Passes CFIUS Reform Bill
Cleary M&A and Corporate Governance Watch ·