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Mother Lacked Standing to Appeal Probate Court’s Order Relating to Her Son’s Rights

June 11, 2013
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My Loved One is Incapacitated. Now what?

May 21, 2013

NFA Provides Bylaw 1101 Guidance to Commodity Pool Operators of Investment Companies

December 21, 2012

SEC Charges Eight Mutual Fund Directors for Failure on Valuations

December 21, 2012

SEC Division of Investment Management Lifts Actively-Managed ETF Derivatives Use Moratorium and Announces Two Rulemaking Initiatives

December 14, 2012

CFTC Provides Guidance on Bona Fide Hedging for Rule 4.5 Compliance

October 19, 2012

CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Certain CPOs and CTAs to Meet Registration and Compliance Obligations

July 20, 2012

ICI and Chamber of Commerce Challenge CFTC Amendment to Rule 4.5

April 20, 2012

SEC and CFTC Propose Rules on Identity Theft Detection and Prevention

March 9, 2012

CFTC Revision of Rule 4.5 Requires Advisers to Certain Registered Investment Companies to Register with the CFTC; CFTC Separately Proposes to Harmonize Investment Company Rules with SEC Requirements

February 10, 2012

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