Leonard Licht
FINRA Issues Regulatory Notice on Disclosure Innovations for Advertisements and Other Public Communications
Corporate & Financial Weekly Digest ·
CFTC’s Global Markets Advisory Committee to Meet on September 24
Corporate & Financial Weekly Digest ·
CFTC’s Division of Market Oversight Extends No-Action Relief from Position Aggregation Requirements
Corporate & Financial Weekly Digest ·
Division of Trading and Markets and FINRA Staffs Issue Joint Statement on Broker-Dealer Custody of Digital Asset Securities
Corporate & Financial Weekly Digest ·
FINRA Issues Regulatory Notice Requesting Comment on a Proposal to Publish ATS Volume Data for Corporate Bonds and Agency Debt Securities
Corporate & Financial Weekly Digest ·