Leonard Licht

ID: 1b830a4f-2619-30fb-68c4

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Unclaimed

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Organization: Katten Muchin Rosenman

FINRA Issues Regulatory Notice Supplementing Prior Guidance on Credit for Extraordinary Cooperation

Corporate & Financial Weekly Digest · July 12, 2019

NFA Amends Swaps Supervision Requirements and Makes Technical Changes to NFA Rules and Interpretive Notices

Corporate & Financial Weekly Digest · June 14, 2019

FINRA Launches Initiative to Simplify Firms’ Digital Experience With FINRA, Facilitating More Efficient and Effective Compliance Programs

Corporate & Financial Weekly Digest · May 17, 2019

CFTC Division of Enforcement Issues Public Enforcement Manual

Corporate & Financial Weekly Digest · May 10, 2019

CFTC Approves Final Rule Providing Exception to Annual Privacy Notice Requirements

Corporate & Financial Weekly Digest · April 26, 2019