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Vincent Lewis

ID: 1b83f966-2619-30fb-68c4

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Claimed Record

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Organization: Greenberg Traurig, LLP

The SEC’s 2020 Amendments to Proxy Rules and Supplemental Guidance to Investment Advisers on Proxy Voting Responsibilities

Financial Services Observer · August 3, 2020

2020 SEC Exam Priorities for Securities Industry Registrants

Financial Services Observer · January 21, 2020

SEC Proposes Conditional Exemption for Certain Activities of Registered Municipal Advisors

Financial Services Observer · December 18, 2019

2019 Report on FINRA Examination Findings and Observations

Financial Services Observer · October 30, 2019

FINRA’s 2019 Risk Monitoring and Examination Priorities Letter

Financial Services Observer · January 29, 2019

Previous

12

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Practice Areas

Business and Commercial

Jurisdictions

Publishing Record

Publisher Since 2019

Total Articles 6

Most Recent August 3, 2020

Cite This Author

Vincent Lewis, Greenberg Traurig, LLP

LexBlog Author ID:

1b83f966-2619-30fb-68c4

www.lexblog.com/author/lewisv

Contact

FirmGreenberg Traurig, LLP

Emaillewisv@gtlaw.com

BlogFinancial Services Observer

Call us at 1-800-913-0988 or email sales@lexblog.com.

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