New Regulation Tomorrow Plus podcast: Failure to prevent fraud in the UK – considerations for US firms

February 28, 2025

Split the difference podcast – the new SEC short sale disclosure rule and changes to the UK regime

January 23, 2025

Regulation Around the World: The UK Consumer Duty: a new global standard, or an outlier?

November 18, 2024

New Navigating Communications podcast – Promotional messages on social media platforms

November 4, 2024

New Navigating Communications podcast – Part 1: Off-channel messaging

October 17, 2024

New briefing note – FinCEN issues new AML rule impacting registered investment advisers and exempt reporting advisers

September 5, 2024

New Regulation Tomorrow Plus Podcast –  FCA CP24/7 on payment optionality for investment research

May 1, 2024

Regulation Around the World – Investment Research

April 29, 2024

Regulation Around the World – Investment Research

April 29, 2024