FATCA Update: The Online Portal for Registration with the Cayman Islands Government Is Now Open
SEC Cybersecurity Update: OCIE Risk Alert Provides Insights for Private Fund Managers on SEC Cybersecurity Examinations
Newman’s Aftermath: District Court Vacates Four Insider Trading Guilty Pleas; Government Seeks Rehearing in Second Circuit
For the Record: Year End
Second Circuit Clarifies Insider Trading Liability of Tippees
JOBS Act Update: CFTC Relief Removes Impediment to General Solicitation
SRZ Video Series Highlights Importance of the Annual Review
Recent SEC Guidance on “Knowledgeable Employees” and Broker-Dealer Registration
SEC Releases a Second Installment of “Bad Actor” Rule Guidance
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