Marc E. Elovitz
Reminder for Fund Managers on the November 20 Identity Theft Red Flags Rules Deadline
Regulatory & Compliance Update ·
SEC Confirmation that Fixed-Income Commissions Can Satisfy the Section 28(e) “Soft Dollars” Safe Harbor
Regulatory & Compliance Update ·
Reminder for Private Fund Managers: New Form D Is In Effect
Regulatory & Compliance Update ·
How CCOs Can Prepare a Custody Rule Review
Regulatory & Compliance Update ·
SEC Custody Rule Update for Private Fund Managers
Regulatory & Compliance Update ·