Marc E. Elovitz

ID: 1b834654-2619-30fb-68c4
Unclaimed
Organization: Schulte Roth & Zabel LLP
SEC Focuses on Broker-Dealer Registration Issues Facing Private Fund Managers
Regulatory & Compliance Update ·
ISDA August D-F Protocol Deadline Delayed Until May 1, 2013
Regulatory & Compliance Update ·
The SEC’s New “Presence Exams”
Regulatory & Compliance Update ·
The Long View: Why Working Through Every Item on an Extensive Checklist May Obscure the Bigger Risks – Particularly Conflicts of Interest
Regulatory & Compliance Update ·
SEC Announces “Presence Exams” for Newly-Registered Investment Advisers
Regulatory & Compliance Update ·