
About


The PCAOB Brings First Failure-To-Supervise Case

SEC Complaint Upheld in Rare – But Not Unprecedented – Shadow Trading Case

SEC’s Fort Worth Regional Office Investigating Underwriter Disclosures on Environmental, Social, and Governance Issues

SPACs in the Spotlight: Skyrocketing Deal Volume Invites Regulatory Scrutiny

What to Expect from the SEC Under the Biden Administration
