Nick Losurdo

ID: 1b83fd67-2619-30fb-68c4

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Unclaimed

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Organization: Goodwin Procter

SEC Brings First Ever Reg. BI Litigation Against Broker-Dealer and its Personnel

FinReg + Policy Watch · June 28, 2022

SEC Proposes ESG Disclosure Rules for Investment Advisers and Investment Companies

FinReg + Policy Watch · June 2, 2022

Wall Street Firms Make Crypto Push to Catch Up With ‘Cool Kids’

Digital Currency + Blockchain Perspectives · April 25, 2022

Texas Securities Sheriff Wrangles Metaverse Gambles

Digital Currency + Blockchain Perspectives · April 22, 2022

SEC Staff Provides Guidance on Broker-Dealer and Investment Adviser Standards of Conduct for Account and Rollover Recommendations to Retail Investors

FinReg + Policy Watch · April 22, 2022