Nathaniel Segal
Professional Bio
Nathaniel Segal is a Shareholder at Vedder Price and is a member of the Investment Services group.
FINRA Proposes Rules Regarding SEC-Mandated Reporting of Securities Lending Transactions
Federal Regulatory & Enforcement Insider ·
SEC and FinCEN Propose Customer Identification Program Requirements for Investment Advisers
Federal Regulatory & Enforcement Insider ·
SEC Adopts Regulation S-P Amendments to Enhance Protection of Customer Information
Federal Regulatory & Enforcement Insider ·
SEC Staff’s Latest Marketing Rule Risk Alert Highlights Initial Observations from Examinations
Federal Regulatory & Enforcement Insider ·
SEC Settles Enforcement Proceedings Against Nine Advisers for Alleged Marketing Rule Violations
Federal Regulatory & Enforcement Insider ·