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On July 10, 2013, the SEC adopted and proposed various rules to implement the JOBS Act enacted last year. Click here to read an article that highlights a recent Practising Law Institute panel titled “JOBS Act: SEC’s New Regime for Private Placements” in which SRZ investment management partner Paul N. Roth, as part of the expert panel, discusses the SEC rulemaking, the differences between the adopted rules and the 2012 rule proposals, and the…
The U.S. Securities and Exchange Commission took three significant actions on July 10, 2013: Final Rules 1. The SEC approved final rules implementing the Congressional mandate under the Jumpstart Our Business Startups Act (the “JOBS Act”) to lift the ban on general solicitation and advertising in private securities offerings made in reliance on Rule 506 or Rule 144A of the Securities Act;[1] and 2. The SEC approved final rules disqualifying so-called “bad actors” from Regulation…