Robert E. Plaze

ID: 1b8343a8-2619-30fb-68c4

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Claimed Record

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Organization: Proskauer Rose LLP

Crypto Crackdown – SEC Imposes Broker-Dealer and Investment Company Registration Provisions on Token Traders and a Crypto Fund

Blockchain and the Law · September 17, 2018

SEC Staff Issues Risk Alert on the Six Most Frequent Fee and Expense Compliance Issues

The Capital Commitment · April 19, 2018

SEC Staff Issues Risk Alert on the Six Most Frequent Fee and Expense Compliance Issues

The Capital Commitment · April 19, 2018

Busy day for CFTC and SEC Cryptocurrency Regulators: Enforcement Actions, a Public Letter, and Joint Statement

Blockchain and the Law · January 24, 2018

Five Things to Think About Before a Surprise SEC Exam

The Capital Commitment · December 21, 2017

Practice Areas

Banking, Finance and Securities

Privacy and Cybersecurity

Jurisdictions