Sarah Razaq Sallis
Professional Bio
Leveraging her experience in the Financial Industry Regulatory Authority’s (FINRA’s) Department of Member Regulation and more than a decade in private practice at global firms, Sarah helps clients confidently navigate securities regulations and implement compliance strategies aligned with their business models.
Agents at the Gate: AI, Agentic Trading, and the Regulatory Frontier
Government Enforcement, Compliance & Investigations Report ·
No Harm, No Foul? Not Anymore: What Sripetch Means for SEC Defendants
Government Enforcement, Compliance & Investigations Report ·
Well, Well, Wells: The SEC Reshapes Its Enforcement Program and Silences the Gag Rule
Government Enforcement, Compliance & Investigations Report ·
How SEC-CFTC Harmonization Is Changing Crypto Regulation: What It Means for Your Business
Government Enforcement, Compliance & Investigations Report ·