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SEC Releases Statement on Expiration of Tick Size Pilot

September 14, 2018

CFTC Proposes Rules to Simplify Process for Foreign Clearing Organizations to Obtain DCO Registration Exemptions

August 10, 2018

NFA Announces the Effective Date of Disclosure Requirements for NFA Members Engaging in Virtual Currency Activities

August 10, 2018

CFTC Issues Proposed Rule to Amend Margin Requirements

May 25, 2018

CFTC Issues Virtual Currency Advisory for Exchanges and Clearinghouses

May 25, 2018

CFTC Grants Foreign Board of Trade Application to ASX24

May 25, 2018

CFTC and NASAA Sign Information Sharing Agreement

May 25, 2018

SEC Releases Statement on Platforms Trading Digital Assets

March 9, 2018

FINRA Updates Criteria Regarding Business Continuity and Disaster Recovery Testing

March 9, 2018

FINRA Releases 2018 Regulatory and Examination Priority Letter

January 12, 2018

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Sarah R. Adams

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