CFTC Extends No-Action Relief for Certain Swaps Executed as Part of Packaged Transactions
CFTC Extends No-Action Relief to SEFs Related to Certain Audit Trail Requirements
CFTC Grants Amended Order With Respect to Foreign Futures Contracts Listed on the Dubai Mercantile Exchange
SEC Approves FINRA Registration, Qualification and Continuing Education Rules
FINRA Releases Additional Guidance With Respect To Enhanced Disclosure Requirements for Corporate and Agency Debt Securities Transactions
CFTC Issues Order of Registration to Dubai Mercantile Exchange
FINRA Releases Additional Guidance Related to Social Media
CFTC Extends Previously Granted No-Action Relief for Swap Dealers Complying With EU Requirements
CFTC Seeks Comment on CME Petition for Order Permitting Commingling of Funds
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