Sarah R. Adams
CFTC Extends No-Action Relief for DCMs and SEFs Pertaining to Clerical and Operation Errors in Swaps Trades
Corporate & Financial Weekly Digest ·
CFTC Approves Rules Amending Cleared Swaps Data Reporting and Recordkeeping Requirements
Corporate & Financial Weekly Digest ·
FINRA Issues Guidance With Respect to Stop Orders and Volatile Market Conditions
Corporate & Financial Weekly Digest ·
FINRA Publishes Guidance With Respect to Reporting Large Options Positions
Corporate & Financial Weekly Digest ·
CFTC Enters Into Information Sharing MOU With Three Additional Canadian Provinces
Corporate & Financial Weekly Digest ·