Steffen Hemmerich

ID: 1b83a9c6-2619-30fb-68c4

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Claimed Record

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Organization: Mayer Brown

FINRA Proposes Amendments to Rule 2210 Focusing on Modernizing Supervision and Review of Retail Communications to Address Evolving Communication Practices and Technologies Such as AI

Free Writings + Perspectives · July 16, 2026

The Odds Are In: CFTC Proposes Framework for Event Contracts and Prediction Markets

Free Writings + Perspectives · June 23, 2026

FINRA Sweep Letter: Concentrations in Non-Principal Protected “Worst-of” Structured Notes

Free Writings + Perspectives · May 31, 2026

“FINRA Forward: A Year of Progress” Report Highlights Achievements and Foreshadows Upcoming Proposals

Free Writings + Perspectives · May 6, 2026

SEC Approves Nasdaq Rule Change Enabling Trading of Certain Tokenized Securities

Free Writings + Perspectives · March 19, 2026

Practice Areas

Business and Commercial

Jurisdictions