Steffen Hemmerich
FINRA Proposes Amendments to Communications Rule to Permit Use of Projections
Free Writings + Perspectives ·
CFTC Issues Request for Comment and Staff Advisory on Prediction Markets
Free Writings + Perspectives ·
SEC Approves Amendments to FINRA’s Gifts Rule
Free Writings + Perspectives ·
SEC Staff Issues Guidance on Treatment of Payment Stablecoins under the Broker-Dealer Net Capital Rule (2% Haircut)
Free Writings + Perspectives ·