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Stephanie Kelly
ID:
1b82669e-2619-30fb-68c4
/
Claimed Record
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Organization:
Troutman Pepper Locke
Published Works
77 articles
Locke Lord QuickStudy: Clarifying and Simplifying the Corporate Financing Rule: FINRA Seeks Comment on Proposed Amendments to Rule 5110
Capital Markets ·
April 19, 2017
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Locke Lord QuickStudy: Conflict Minerals Rule is Still in Effect – For Now
Capital Markets ·
April 6, 2017
cite
Locke Lord QuickStudy: Emerging Growth Companies Are “Growing”: SEC Increases Annual Revenue Cap for EGC Status
Capital Markets ·
April 5, 2017
cite
Locke Lord QuickStudy: One-Click Fix: SEC Amends Rules to Require Hyperlinks for Exhibits
Capital Markets ·
March 27, 2017
cite
Locke Lord QuickStudy: T+2 Settlement Cycle is Here: Do We Have to Close Our Securities Offering in Just Two Days?
Capital Markets ·
March 23, 2017
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Practice Areas
Banking, Finance and Securities
Insurance
Jurisdictions
North America
United States